David C. Peppard
Professional summary
David Christopher Peppard, who also goes by David C Peppard, is a registered financial advisor currently at BALDWIN INVESTMENT MANAGEMENT, LLC located in West Conshohocken, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. David has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Christopher Peppard's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2026 - Present
BALDWIN INVESTMENT MANAGEMENT, LLC
Office #1: 1001 Conshohocken State Road Suite 1-202, West Conshohocken, PA 19428February 13, 2015 - February 24, 2026
HAVERFORD FINANCIAL SERVICES, INC.
November 11, 2013 - June 20, 2025
HAVERFORD TRUST SECURITIES, INC.
May 20, 2009 - October 25, 2013
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
BALDWIN INVESTMENT MANAGEMENT, LLC
CRD#: 108922 / SEC#: 801-56558
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/20/2026)
Exams
Current Firm
BALDWIN INVESTMENT MANAGEMENT, LLC
CRD#: 108922 / SEC#: 801-56558
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 707 |
| AUM (Assets Under Management) | $ 1,295,038,694 |
Red Flags
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