Colin W. Sheen

ACP SECURITIES

MIAMI, FL 33131

Some features on this profile are disabled

CRD#: 4550330

Professional summary

Colin W Sheen, who also goes by Colin W Sheen, Colin William Sheen, is a registered financial professional currently at ACP SECURITIES, LLC located in Miami, Florida.

Colin is registered as a RR (Registered Representative) and started their career in finance in 2002. Colin has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Colin W Sheen | Colin William Sheen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colin W Sheen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2023 - Present

ACP SECURITIES, LLC

Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131

CRD#: 139049

MIAMI, FL

Past

March 27, 2018 - May 24, 2022

CASTLE PLACEMENT, LLC

CRD#: 189511

New York, NY

Past

December 20, 2010 - August 9, 2012

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

May 12, 2010 - December 23, 2010

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

May 1, 2009 - May 10, 2010

ACP SECURITIES, LLC

CRD#: 139049

MIAMI, FL

Past

October 1, 2008 - April 23, 2009

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 27, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

January 20, 2005 - March 19, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 16, 2002 - January 26, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/9/2023)

Florida
(5/9/2023)

Exams

State Security Law Exam

Series 63

Date: 4/14/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 12/20/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ACP SECURITIES, LLC

CRD#: 139049 / SEC#: , 8-67185

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Mailing Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Phone number

(305) 670-4180

Established

Florida since 11/04/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ACP CAPITAL HOLDINGS, LLC	SHAREHOLDER
ANDREWS, MICHAEL ALAN	CHIEF COMPLIANCE OFFICER	6227932
ENDERE, ESTEBAN	CHIEF EXECUTIVE OFFICER	4708937
GILMAN, ROBERT CRAIG	FINOP	1738412

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Colin W. Sheen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colin W Sheen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASTLE PLACEMENT, LLC

UBS SECURITIES LLC

MIZUHO SECURITIES USA LLC

ACP SECURITIES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/14/2018

Series 79TO

Date: 12/20/2021

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2018

FINRA

Current Firm

ACP SECURITIES, LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ACP SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors