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RD

Ryan M. Duncan

BRIDGE ALTERNATIVES SECURITIES.
LAKE FOREST, IL 60045
Some features on this profile are disabled
CRD#: 4548906
RD

Professional summary

Ryan Murphy Duncan is a registered financial professional currently at BRIDGE ALTERNATIVES SECURITIES, LLC. located in Lake Forest, Illinois.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2014. Ryan has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Murphy Duncan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 19, 2019 - Present

BRIDGE ALTERNATIVES SECURITIES, LLC.

Office #1: 840 S. Waukegan Road, Suite 202, Lake Forest, IL 60045Office #2: 840 S. Waukegan Road, Suite 202, Lake Forest, IL 60045
BD
CRD#: 298625
LAKE FOREST, IL
Past

October 7, 2014 - January 4, 2016

MAREX CAPITAL MARKETS INC.

BD
CRD#: 161014
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/25/2021)
RR
Connecticut
(1/25/2021)
RR
Illinois
(10/28/2019)
RR
Kentucky
(5/29/2020)
RR
Massachusetts
(2/5/2021)
RR
New York
(10/29/2019)
RR
Texas
(12/10/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 10/28/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/18/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/4/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/7/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 8/29/2012
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/30/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BA
BRIDGE ALTERNATIVES SECURITIES, LLC.
BRIDGE ALTERNATIVES SECURITIES, LLC | BRIDGE ALTERNATIVES SECURITIES, LLC.

CRD#: 298625 / SEC#: , 8-70213

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
840 S. Waukegan Road, Suite 202, Lake Forest, IL 60045
Mailing Address
840 S. Waukegan Road, Suite 202, Lake Forest, IL 60045
Phone number
(773) 446-5680
Established
Delaware since 08/09/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DUNCAN, RYAN MURPHYCEO/OWNER4548906
JONES, SHARON DOSTERFINOP, PFO3124470
KENNEDY, MICHAEL DAVIDCHIEF COMPLIANCE OFFICER2461112

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRIDGE ALTERNATIVES SECURITIES, LLC.

CRD#: 298625Lake Forest, IL 60045

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