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Ryan Murphy Duncan

BRIDGE ALTERNATIVES SECURITIES, LLC.
LAKE FOREST, IL
·CRD# 4548906·14 years experience

Professional Summary

Ryan Murphy Duncan is a registered financial advisor currently at BRIDGE ALTERNATIVES SECURITIES, LLC. located in Lake Forest, Illinois. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2014. Ryan has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

BRIDGE ALTERNATIVES SECURITIES, LLC.·CRD# 298625
BD
1. 840 S. Waukegan Road, Suite 202, Lake Forest, IL 600452. 840 S. Waukegan Road, Suite 202, Lake Forest, IL 60045
June 19, 2019 - Present
MAREX CAPITAL MARKETS INC.·CRD# 161014
BD
Chicago, IL
October 7, 2014 - January 4, 2016

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Current Firm

BA
BRIDGE ALTERNATIVES SECURITIES, LLC.

BRIDGE ALTERNATIVES SECURITIES, LLC | BRIDGE ALTERNATIVES SECURITIES, LLC.

CRD#: 298625 / SEC#: 8-70213
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

840 S. Waukegan Road, Suite 202, Lake Forest, IL 60045

Mailing Address

840 S. Waukegan Road, Suite 202, Lake Forest, IL 60045

Phone Number

(773) 446-5680

Established

Delaware since 08/09/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DUNCAN, RYAN MURPHYCEO/OWNER4548906
JONES, SHARON DOSTERFINOP, PFO3124470
KENNEDY, MICHAEL DAVIDCHIEF COMPLIANCE OFFICER2461112

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/25/2021)
RR
Connecticut
(1/25/2021)
RR
Illinois
(10/28/2019)
RR
Kentucky
(5/29/2020)
RR
Massachusetts
(2/5/2021)
RR
New York
(10/29/2019)
RR
Texas
(12/10/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2014About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 2012About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Sep 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Murphy Duncan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RD
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