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Andrew Craig Quartin

CRD# 4548689·Registered 2002 - 2013
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Craig Quartin, who also goes by Andrew Craig Quartin, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 2002 - 2013. Andrew had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Craig Quartin

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

KOYOTE TRADING LLC·CRD# 149672
BD
New York, NY
September 17, 2009 - January 4, 2013
OPUS TRADING FUND LLC·CRD# 125204
BD
Jericho, NY
May 18, 2006 - January 7, 2008
LIGHTSPEED PROFESSIONAL TRADING LLC·CRD# 39293
BD
New York, NY
April 29, 2004 - July 28, 2004
BROADWAY TRADING, LLC·CRD# 42429
BD
New York, NY
June 25, 2002 - September 6, 2002

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Current Firm

KT
KOYOTE TRADING LLC

COYOTE CAPITAL, LLC | KOYOTE TRADING LLC

CRD#: 149672 / SEC#: 8-68182
BD
Terminated by SEC on 07/03/2017

Contact Information

Established

Delaware since 12/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KOYOTE CAPITAL GROUP LLCOWNER—
KOCH, DAVID KENNETHVICE PRESIDENT & SECRETARY, MEMBER2422912
RISI, SALVATORE ANTHONYCFO/FINOP1072513
ROSEN, LUCAS GABRIELMEMBER2443280
SCHOTTENFELD, RICHARD PAULMANAGING MEMBER1280443
WADE, RICHARD JOSEPH JRCHIEF COMPLIANCE OFFICER1455700
WEISS, BRYAN EVANMEMBER4439851
WEISS, RONALD MICHAELPRESIDENT, MEMBER462488

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2004About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2002

Series 7 — General Securities Representative Examination

Passed May 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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