Frederico Goldin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederico Goldin was a registered financial advisor .
Frederico is a previously registered financial advisor and started their career in finance in 2005. Frederico had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2010 - June 29, 2011
ITA FINANCIAL SERVICES, LLC
March 2, 2009 - December 31, 2010
LEVELX CAPITAL LLC
October 11, 2005 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 2005 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ITA FINANCIAL SERVICES, LLC
CRD#: 38649 / SEC#: , 8-48344
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
