Ann H. Matteson
Professional summary
Ann Helmick Matteson, who also goes by Ann Elizabeth Helmick, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Bartow, Florida.
Ann is registered as a RR (Registered Representative) and started their career in finance in 2002. Ann has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ann Helmick Matteson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 4776 Hodges Bouldevard Ste 203, Jacksonville, FL 32224March 13, 2009 - August 17, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
August 18, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 18, 2004 - July 2, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
October 21, 2003 - July 12, 2004
SOUTHTRUST SECURITIES, LLC
October 15, 2003 - July 12, 2004
SOUTHTRUST SECURITIES, LLC
September 24, 2002 - April 17, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
September 20, 2002 - April 17, 2003
IDS LIFE INSURANCE COMPANY
September 20, 2002 - April 17, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2011)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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