DK
Devon E. Killian
THE HUNTINGTON INVESTMENT COMPANY
Charlotte, NC 28210
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CRD#: 4546304
DK
Professional summary
Devon Elise Killian, who also goes by Devon Elise Killian, Devon Elise Killian, Devon Elise Simpson, Devon K. Simpson, Devon Killian Simpson, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Charlotte, North Carolina.
Devon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Devon has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Devon Elise Killian | Devon Elise Killian | Devon Elise Simpson | Devon K. Simpson | Devon Killian Simpson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Pinnacle Asset Management Address: 1213 W Morehead St Ste 400, Charlotte, NC, 28208-5581, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/10/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: RJ is holding my FINRA licenses, I can refer clients to them from the bank channel. (2)Name of Business: Pinnacle Financial Partners Address: 1213 W Morehead St Ste 400, Charlotte, NC, 28208-5581, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/10/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Wealth Financial Partner-onboard clients and deepen current client relationships by advising on personal planning topics. Bring in partners where appropriate. Addressing personal banking, credit, investments, risk management and estate/trust planning. NAME: Union County/Southern Piedmont Region Board Member, American Red Cross POSITION: Board Member NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 10/1/2018 ADDRESS: 125 Pedro Steet, Monroe, NC 28110 DESCRIPTION: Attend regular board meetings, volunteer as available, raise awareness of organization and our cause.
CRS (Client Relationship Summary) - RIA
Click below to view Devon Elise Killian's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Devon Elise Killian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2025 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Southpark 6700 Fairview Road, Charlotte, NC 28210RIA
BD
CRD#: 16986
Charlotte, NC
Current
July 1, 2025 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Southpark 6700 Fairview Road, Charlotte, NC 28210RIA
BD
CRD#: 16986
Charlotte, NC
Past
July 16, 2024 - June 30, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Charlotte, NC
Past
July 16, 2024 - June 30, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Charlotte, NC
Past
January 8, 2021 - April 17, 2024
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
MONROE, NC
Past
January 8, 2021 - April 17, 2024
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
MONROE, NC
Past
January 2, 2018 - March 10, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - March 12, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
August 18, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
MONROE, NC
Past
July 6, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
MONROE, NC
Past
June 25, 2013 - July 3, 2017
P.J. ROBB VARIABLE, LLC
BD
CRD#: 38339
Charlotte, NC
Past
September 21, 2010 - April 29, 2013
MORGAN STANLEY
RIA
CRD#: 149777
CHARLOTTE, NC
Past
August 16, 2010 - April 29, 2013
MORGAN STANLEY
BD
CRD#: 149777
CHARLOTTE, NC
Past
October 25, 2007 - August 20, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(7/1/2025)
RR
North Carolina(7/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
