Benjamin C. Shirley
STRATEGIC ADVISERS LLC | Financial Consultant
CHICAGO, IL
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CRD#: 4544078
Professional summary
Benjamin Craig Shirley, who also goes by Benjamin Craig Shirley, Benjamin Shirley, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Chicago, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Highland Park, Illinois.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Benjamin has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Throughout all of my years in the industry, my priority has been putting clients' needs first. My passion for wealth planning, experience handling changes in the market, along with the abundance of tools and resources available at Fidelity, makes the process of working with you to create, implement, and maintain a holistic financial plan even more impactful.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin Craig Shirley | Benjamin Shirley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Craig Shirley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Indiana University
B.S. Public Financial Management, Economics - Business
2004
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1 Skokie Valley Road, Highland Park, IL 60035RIA
CRD#: 104555
CHICAGO, IL
Current
May 31, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1 Skokie Valley Road, Highland Park, IL 60035BD
CRD#: 7784
Highland Park, IL
Past
June 13, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HIGHLAND PARK, IL
Past
January 24, 2018 - April 4, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
LAKE FOREST, IL
Past
January 24, 2018 - April 4, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
LAKE FOREST, IL
Past
April 22, 2015 - January 31, 2017
NEUBERGER BERMAN BD LLC
RIA
CRD#: 2908
CHICAGO, IL
Past
August 28, 2014 - January 31, 2017
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
CHICAGO, IL
Past
July 30, 2010 - August 26, 2014
OPPENHEIMER & CO. INC.
BD
CRD#: 249
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/9/2022)
RR
Arkansas(5/16/2025)
RR
California(6/13/2022)
RR
Colorado(6/13/2022)
RR
Florida(6/13/2022)
RR
Georgia(6/13/2022)
RR
Hawaii(6/13/2022)
RR
Illinois(5/31/2022)
IAR
Illinois(3/31/2025)
RR
Iowa(9/9/2022)
RR
Louisiana(9/3/2025)
RR
Maryland(3/25/2023)
RR
Massachusetts(3/24/2025)
RR
Michigan(6/13/2022)
RR
Missouri(6/13/2022)
RR
New Hampshire(9/9/2022)
RR
New Jersey(6/13/2022)
RR
New York(6/13/2022)
RR
North Carolina(9/9/2022)
RR
Oklahoma(6/14/2024)
RR
South Carolina(9/9/2022)
RR
Texas(10/11/2023)
IAR
Texas(3/31/2025)
RR
Washington(9/9/2022)
RR
Wisconsin(6/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Chicago, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
