Joseph J. Marino

PRESCOTT, ADAMS AND GROUP

Albertson, NY 11507

CRD#: 4544064

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Professional summary

Joseph John Marino, who also goes by Joseph J Marino, is a registered financial advisor currently at PRESCOTT, ADAMS AND GROUP INC. located in Albertson, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph J Marino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Marino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2006 - Present

PRESCOTT, ADAMS AND GROUP INC.

Office #1: 5 Grant Ave, Albertson, NY 11507

RIA

CRD#: 137699

Albertson, NY

Past

June 1, 2004 - March 31, 2006

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

September 18, 2003 - June 7, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 18, 2003 - June 7, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

June 21, 2002 - August 22, 2003

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/9/2006)

IAR

New Jersey
(2/24/2011)

IAR

New York
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/2002

General Securities Representative Examination

Current Firm

PRESCOTT, ADAMS AND GROUP INC.

CRD#: 137699 / SEC#:

Florida

Registered Investment Advisory firm - (1/9/2006 Approved)

New Jersey

Registered Investment Advisory firm - (2/24/2011 Approved)

New York

Registered Investment Advisory firm - (1/3/2006 Approved)

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Contact information

Main Address

5 Grant Ave, Albertson, NY 11507

Mailing Address

Phone number

(516) 314-7878

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph J. Marino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Marino's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRESCOTT, ADAMS AND GROUP INC.

NORTHEAST SECURITIES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2002

Series 7

Date: 6/20/2002

Current Firm

PRESCOTT, ADAMS AND GROUP INC.

Contact information

Documents

Red Flags

Company Information

PRESCOTT, ADAMS AND GROUP INC.

TRUST BUT VERIFY

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