Kevin Godfrey
Professional summary
Kevin Godfrey, who also goes by Kevin Michael Godfrey, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Waxhaw, North Carolina.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2004. Kevin has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Godfrey's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2010 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 103c Waxhaw Professional Park Dr, Waxhaw, NC 28173-5023December 15, 2009 - April 30, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 26, 2004 - May 26, 2004
IDS LIFE INSURANCE COMPANY
February 26, 2004 - May 26, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2010)
(9/21/2020)
(7/21/2015)
Exams
Series 6TO
Date: 5/4/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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