Shawn W. Orr
Professional summary
Shawn William Orr is a registered financial professional currently at U.S. STERLING SECURITIES, INC. located in Hauppauge, New York.
Shawn is registered as a RR (Registered Representative) and started their career in finance in 2012. Shawn has worked at 2 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 34, Series 3, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shawn William Orr's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2003 - Present
U.S. STERLING SECURITIES, INC.
Office #1: 1393 Veterans Memorial Highway 412n, Hauppauge, NY 11788June 22, 2012 - November 28, 2017
PRINCIPAL PROTECTION ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2016)
(6/4/2003)
(5/17/2017)
(4/7/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
U.S. STERLING SECURITIES, INC.
CRD#: 35912 / SEC#: , 8-47052
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
Red Flags
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