John F. Dunfee
Professional summary
John Francis Dunfee is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in Newton Square, Pennsylvania.
John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 5 firms and has passed the Series 63, Series 62 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Dunfee's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2019 - Present
FOUR POINTS CAPITAL PARTNERS LLC
Office #1: 2 Campus Blvd, Newton Square, PA 19073May 21, 2013 - September 17, 2019
BESTVEST INVESTMENTS, LTD.
February 8, 2012 - October 18, 2012
GREENTREE BROKERAGE SERVICES, INC.
November 10, 2011 - November 28, 2011
GREENTREE BROKERAGE SERVICES, INC.
January 18, 2006 - May 2, 2011
US TIGER SECURITIES, INC.
March 15, 2005 - January 19, 2006
LEK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2020)
(12/18/2019)
(8/10/2020)
(8/25/2020)
(1/9/2020)
(7/7/2021)
(10/15/2020)
(10/9/2019)
(2/25/2021)
(3/2/2021)
(5/27/2021)
(10/18/2019)
(2/19/2021)
(9/20/2019)
(7/22/2020)
(5/1/2020)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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