Brian Daniel Marble
Professional Summary
Brian Daniel Marble is a registered financial advisor currently at FIRST HEARTLAND CAPITAL, INC. located in Jackson, Mississippi. Brian is registered as a RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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RAYMOND JAMES & ASSOCIATES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FIRST HEARTLAND CAPITAL, INC.
Contact Information
Main Address
4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367Mailing Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367Phone Number
(636) 625-0900Established
Missouri since 10/01/2005Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
(3/22/2024)
(3/4/2024)
(3/1/2024)
(3/4/2024)
(3/4/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Daniel Marble's CRS (Customer Relationship Summary).
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RAYMOND JAMES & ASSOCIATES, INC.