Brian D. Marble
Professional summary
Brian Daniel Marble is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Jackson, Mississippi.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Daniel Marble's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2024 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 1904 Lakeland Dr Suite C, Jackson, MS 39216April 5, 2016 - March 12, 2024
UBS FINANCIAL SERVICES INC.
November 13, 2015 - March 12, 2024
UBS FINANCIAL SERVICES INC.
July 5, 2011 - November 23, 2015
LPL FINANCIAL LLC
January 11, 2007 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
June 20, 2002 - January 25, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2024)
(3/4/2024)
(3/1/2024)
(3/4/2024)
(3/4/2024)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
FIRST HEARTLAND CAPITAL, INC.
Vice President–Wealth ManagementCRD#: 32460Jackson, MS 39216TRUST BUT VERIFY
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