Peter B. Ecob
Professional summary
Peter Bartlett Ecob, who also goes by Peter Bartlett Ecob, is a registered financial professional currently at CAPITAL MANAGEMENT PARTNERS, INC. located in Fairfield, Iowa.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2002. Peter has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 62, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Bartlett Ecob's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2002 - Present
CAPITAL MANAGEMENT PARTNERS, INC.
Office #1: 1100 North Fourth Street Suite 141, Fairfield, IA 52556Office #2: 1100 North 4th Street, Suite 141, Fairfield, IA 52556State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 9/6/2003
Corporate Securities Limited Representative ExaminationSeries 28
Date: 8/31/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CAPITAL MANAGEMENT PARTNERS, INC.
CRD#: 21973 / SEC#: , 8-39446
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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