Peter Bartlett Ecob
Professional Summary
Peter Bartlett Ecob, who also goes by Peter Bartlett Ecob, is a registered financial advisor currently at CAPITAL MANAGEMENT PARTNERS, INC. located in Fairfield, Iowa. Peter is registered as a RR (Registered Representative) and started their career in finance in 2002. Peter has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 62, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter Bartlett Ecob
Similar Advisors
PFS INVESTMENTS INC.
BELL ROCK CAPITAL, LLC
OSAIC WEALTH, INC.
THREE ARCH WEALTH MANAGEMENT LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PFS INVESTMENTS INC.
BELL ROCK CAPITAL, LLC
OSAIC WEALTH, INC.
THREE ARCH WEALTH MANAGEMENT LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PFS INVESTMENTS INC.
BELL ROCK CAPITAL, LLC
OSAIC WEALTH, INC.
THREE ARCH WEALTH MANAGEMENT LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PFS INVESTMENTS INC.
BELL ROCK CAPITAL, LLC
OSAIC WEALTH, INC.
THREE ARCH WEALTH MANAGEMENT LLC
Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
PFS INVESTMENTS INC.
BELL ROCK CAPITAL, LLC
OSAIC WEALTH, INC.
THREE ARCH WEALTH MANAGEMENT LLC
Current Firm
CAPITAL MANAGEMENT PARTNERS, INC.
Contact Information
Main Address
1100 North Fourth Street Suite 141, Fairfield, IA 52556Mailing Address
1100 North 4th Street Suite 141, Fairfield, IA 52556Phone Number
(641) 472-8800Established
Delaware since 12/11/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
PFS INVESTMENTS INC.
BELL ROCK CAPITAL, LLC
OSAIC WEALTH, INC.
THREE ARCH WEALTH MANAGEMENT LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PFS INVESTMENTS INC.
BELL ROCK CAPITAL, LLC
OSAIC WEALTH, INC.
THREE ARCH WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Sep 2003Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2002About the Series 28 examSRO Registrations
Similar Advisors
PFS INVESTMENTS INC.
BELL ROCK CAPITAL, LLC
OSAIC WEALTH, INC.
THREE ARCH WEALTH MANAGEMENT LLC
CRS (Client Relationship Summary) - BD
Click below to view Peter Bartlett Ecob's CRS (Customer Relationship Summary).
Similar Advisors
PFS INVESTMENTS INC.
BELL ROCK CAPITAL, LLC
OSAIC WEALTH, INC.
THREE ARCH WEALTH MANAGEMENT LLC