Steven Lawrence Rubin
Professional Summary
Steven Lawrence Rubin is a registered financial advisor currently at CAPITAL MANAGEMENT PARTNERS, INC. located in Fairfield, Iowa. Steven is registered as a RR (Registered Representative) and started their career in finance in 1988. Steven has worked at 1 firm and has passed the Series 63, SIE, Series 22, Series 3 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL MANAGEMENT PARTNERS, INC.
Contact Information
Main Address
1100 North Fourth Street Suite 141, Fairfield, IA 52556Mailing Address
1100 North 4th Street Suite 141, Fairfield, IA 52556Phone Number
(641) 472-8800Established
Delaware since 12/11/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/29/2018)
(1/14/2021)
(9/8/2016)
(4/12/2021)
(9/20/2016)
(10/5/2022)
(4/12/2021)
(4/13/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Sep 2016About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Nov 2017About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Lawrence Rubin's CRS (Customer Relationship Summary).
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