Megan A. Plate
Professional summary
Megan Ann Plate is a registered financial professional currently at PENROD FINANCIAL GROUP located in Branson, Missouri.
Megan is registered as a RR (Registered Representative) and started their career in finance in 2002. Megan has worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Megan Ann Plate's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2010 - Present
PENROD FINANCIAL GROUP
Office #1: 574 State Highway 248, Branson, MO 65616Office #2: 574 State Highway 248 Suite 5, Branson, MO 65616May 20, 2004 - November 18, 2010
EDWARD JONES
January 3, 2003 - May 12, 2004
OPPENHEIMER & CO. INC.
October 6, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2010)
(8/19/2022)
(4/17/2023)
(11/17/2010)
(8/8/2023)
(3/14/2023)
(2/16/2023)
(6/20/2023)
Exams
FINRA
Current Firm
PENROD FINANCIAL GROUP
CRD#: 22785 / SEC#: , 8-40088
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PENROD, DONALD RAY | REGISTERED PRINCIPAL, TREASURER | 833918 |
| AMSBERRY, RICHARD FRANCIS | FINOP | 2917504 |
| PENROD, AARON MATTHEW | VP/MUNI COMPLIANCE PRINCIPAL | 3194251 |
| PENROD, BECKY LOU | PRESIDENT, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER, AML PRINCIPAL | 1088598 |
| PENROD, BECKY LOU | CO-OWNER, SECRETARY | 1088598 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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