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FIRM PROFILE
Overview
PENROD FINANCIAL GROUP is located at 574 State Highway 248 Suite 5, Branson, MO 65616 and was first established at Kansas City, Missouri in 06/08/1988. After operating for 38 years, PENROD FINANCIAL GROUP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PENROD FINANCIAL GROUP’s clients are individuals and 0% of their clients are high net worth individuals. PENROD FINANCIAL GROUP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PENROD FINANCIAL GROUP are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PENROD FINANCIAL GROUP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PENROD FINANCIAL GROUP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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FIRM INFORMATION
574 State Highway 248 Suite 5, Branson, MO 65616
P.o. Box 220, Branson, MO 65615
Small
(417) 334-3455
Missouri since 06/08/1988
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PENROD, DONALD RAY | REGISTERED PRINCIPAL, TREASURER | 833918 | |
| AMSBERRY, RICHARD FRANCIS | FINOP | 2917504 | |
| PENROD, AARON MATTHEW | VP/MUNI COMPLIANCE PRINCIPAL | 3194251 | |
| PENROD, BECKY LOU | PRESIDENT, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER, AML PRINCIPAL | 1088598 | |
| PENROD, BECKY LOU | CO-OWNER, SECRETARY | 1088598 |
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Advisor's working at PENROD FINANCIAL GROUP
Megan Ann Plate
Richard Francis Amsberry
Becky Lou Penrod
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