Assaf Shalev

AVATAR SECURITIES

New York, NY 10016

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CRD#: 4538085

Professional summary

Assaf Shalev, who also goes by Sam Shalev, is a registered financial professional currently at AVATAR SECURITIES, LLC located in New York, New York.

Assaf is registered as a RR (Registered Representative) and started their career in finance in 2002. Assaf has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sam Shalev

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Assaf Shalev's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2017 - Present

AVATAR SECURITIES, LLC

Office #1: 148 Madison Ave 5th Floor, New York, NY 10016

CRD#: 147763

New York, NY

Past

September 9, 2014 - September 29, 2017

QUASAR TRADING, LLC

CRD#: 151974

SAN JUAN, PR

Past

May 6, 2011 - August 8, 2014

QUASAR TRADING, LLC

CRD#: 151974

SAN JUAN, PR

Past

May 25, 2007 - December 31, 2007

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

Past

September 26, 2005 - September 19, 2006

EVOLUTION FINANCIAL TECHNOLOGIES, LLC

CRD#: 104249

NEW YORK, NY

Past

July 9, 2002 - September 29, 2003

EVOLUTION FINANCIAL TECHNOLOGIES, LLC

CRD#: 104249

ISELIN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/16/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/26/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/8/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/2012

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq PHLX LLC

Current Firm

AVATAR SECURITIES, LLC

CRD#: 147763 / SEC#: , 8-67932

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

148 Madison Ave 5th Floor, New York, NY 10016

Mailing Address

148 Madison Ave 5th Floor, New York, NY 10016

Phone number

(212) 217-2800

Established

Delaware since 05/14/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
AVATAR TRADING GROUP, LLC	HOLDING CO.
DEETER, MISHA BODHI	MEMBER	5132163
BROWSKI, ANDREW CHARLES	CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER	5778834
HOLLAND, RAYMOND F	CO-MANAGING MEMBER	5509397
KATHWARI, OMAR FAROOQ	CO-MANAGING MEMBER	5509343
SLOAN NOWAK, JACQUELINE LEE	FINOP/PRINCIPAL FINANCIAL OFFICER	2717305

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Assaf Shalev

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Assaf Shalev's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR TRADING, LLC

QUASAR TRADING, LLC

LIGHTSPEED PROFESSIONAL TRADING LLC

EVOLUTION FINANCIAL TECHNOLOGIES, LLC

EVOLUTION FINANCIAL TECHNOLOGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2007

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/26/2002

Series 7

Date: 7/8/2002

Series 24

Date: 12/15/2012

FINRA

Nasdaq PHLX LLC

Current Firm

AVATAR SECURITIES, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AVATAR SECURITIES, LLC

TRUST BUT VERIFY

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