Constantine William Baris
Professional Summary
Constantine William Baris is a registered financial advisor currently at LONGSHIP ALTERNATIVE ASSET MANAGEMENT located in Locust Valley, New York. Constantine is registered as a RR (Registered Representative) and started their career in finance in 2002. Constantine has worked at 10 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
Contact Information
Main Address
43 Oyster Bay Road, Locust Valley, NY 11560Mailing Address
43 Oyster Bay Road, Locust Valley, NY 11560Phone Number
(516) 944-3166Established
Delaware since 10/02/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STEARNS, ROBERT FREDERICK | PRINCIPAL & OWNER, CHIEF COMPLIANCE OFFICER | — |
| BARIS, CONSTANTINE WILLIAM | CFO & FINANCIAL OPTIONS PRINCIPAL | 4533144 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Constantine William Baris's CRS (Customer Relationship Summary).
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