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Gary David Eugene Bondy

ANICO FINANCIAL SOLUTIONS
Des Moines, IA
·CRD# 4528774·24 years experience

Professional Summary

Gary David Eugene Bondy, who also goes by Gary David Eugene Bondy Jr., is a registered financial advisor currently at ANICO FINANCIAL SOLUTIONS, LLC located in Des Moines, Iowa. Gary is registered as a RR (Registered Representative) and started their career in finance in 2002. Gary has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary David Eugene Bondy Jr.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

Current

ANICO FINANCIAL SOLUTIONS, LLCCurrent·CRD# 300285
BD
1150 Locust Street, Des Moines, IA 50309
December 1, 2023 - Present

Past

INTEGRITY ALLIANCE, LLC.Past·CRD# 139627
RIA
West Des Moines, IA
July 22, 2020 - November 10, 2023
INTEGRITY ALLIANCE, LLC.Past·CRD# 139627
BD
West Des Moines, IA
July 21, 2020 - November 10, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.Past·CRD# 15708
RIA
Fishers, IN
September 2, 2016 - December 13, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.Past·CRD# 15708
BD
Birmingham, AL
September 1, 2016 - December 13, 2018
PNC WEALTH MANAGEMENT LLCPast·CRD# 129052
RIA
Columbus, OH
August 14, 2014 - September 6, 2016
PNC WEALTH MANAGEMENT LLCPast·CRD# 129052
BD
Columbus, OH
May 13, 2014 - September 6, 2016
NATIONWIDE INVESTMENT SERVICES CORPORATIONPast·CRD# 7110
BD
Dublin, OH
July 24, 2002 - January 9, 2013

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Current Firm

AF
ANICO FINANCIAL SOLUTIONS, LLC

AEL FINANCIAL SERVICES, LLC | LOCKTON CAPITAL, LLC | LOCKTON CAPITAL MARKETS | LOCKTON CAPITAL ADVISORS, LLC | ANICO FINANCIAL SOLUTIONS, LLC

CRD#: 300285 / SEC#: 8-70298
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1150 Locust Street, Des Moines, IA 50309

Mailing Address

1150 Locust Street, Des Moines, IA 50309

Phone Number

(515) 443-3527

Established

Iowa since 02/12/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (39 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NC SECURITIES HOLDCO, LLCPARENT CO—
ALBERTI, GREGORY MICHAELPRINCIPAL/VICE PRESIDENT5023476
BAILEY, ELIZABETH EILEENCOO/CCO4154255
RUSTAD, STEPHANIE THERESECFO/FINOP2327465

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Eagle Life; Not investment related; 6000 Westown Parkway, West Des Moines, Iowa 50266; Sales, External Wholesaler; Started 12/1/2018; 160 hours per month, 160 during trading hours; Work with advisors to educate on Eagle Life products.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(12/7/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2015About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2002About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gary David Eugene Bondy's CRS (Customer Relationship Summary).

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