Richard A. Consul
Professional summary
Richard Anthony Consul is a registered financial professional currently at BA SECURITIES, LLC located in Birmingham, Michigan.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2002. Richard has worked at 4 firms and has passed the Series 63, Series 66, Series 79TO, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Anthony Consul's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2024 - Present
BA SECURITIES, LLC
Office #1: 280 N. Old Woodard, Suite 100, Birmingham, MI 48009February 13, 2007 - November 5, 2007
NYLIFE SECURITIES LLC
February 24, 2006 - December 31, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
November 18, 2005 - December 31, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
April 19, 2002 - April 26, 2002
COMERICA SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2025)
(9/24/2025)
(11/6/2024)
(11/6/2024)
(8/19/2025)
Exams
Series 79TO
Date: 2/22/2025
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 11/6/2024
Limited Representative-Private Securities OfferingsFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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