Simon P. Brady

ANGLIA ADVISORS

Valley Stream, NY 11581

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CRD#: 4521633

Professional summary

Simon Patrick Brady, CFP® is a registered financial advisor currently at ANGLIA ADVISORS located in Valley Stream, New York.

Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Simon has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UNITED NATIONS FEDERAL CREDIT UNION, LONG ISLAND CITY, NY, BANK/CREDIT UNION ASSOCIATE, INVESTMENT RELATED, 02/2015, 160 HRS PER MONTH, 130 HRS DURING TRADING. LONG ISLAND SOCCER REFEREES ASSOCIATION; LONG ISLAND, NY; COACH (PAID); NOT INVESTMENT RELATED; 09/2015-PRESENT; 20 HOURS PER MONTH, 1 HOURS DURING TRADING; PAID QUALIFIED SOCCER REFEREE. Anglia Inc. (dba Anglia Advisors); Investment-Related; Valley Stream, New York; Investment Adviser; Investment Adviser Representative; February 2003; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Patrick Brady's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

July 19, 2021 - Present

ANGLIA ADVISORS

Office #1: 70 E Sunrise Highway Suite 500, Valley Stream, NY 11581

RIA

CRD#: 282832

Valley Stream, NY

Past

June 25, 2021 - August 4, 2021

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

Valley Stream, NY

Past

September 22, 2015 - December 23, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

NEW YORK, NY

Past

August 22, 2015 - December 23, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NEW YORK, NY

Past

April 17, 2002 - August 2, 2012

TFS DERIVATIVES LLC

CRD#: 30395

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/14/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/23/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2015

General Securities Representative Examination

Current Firm

ANGLIA ADVISORS

ANGLIA ADVISORS | ANGLIA, INC.

CRD#: 282832 / SEC#:

New York

Registered Investment Advisory firm - (3/3/2016 Approved)

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Contact information

Main Address

70 East Sunrise Hwy Suite 500, Valley Stream, NY 11581

Mailing Address

Phone number

(646) 286-0290

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 21,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Simon P. Brady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Patrick Brady's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANGLIA ADVISORS

ORIGIN INVESTMENT ADVISORY LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

TFS DERIVATIVES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/14/2015

SIE

Date: 12/23/2015

Series 7

Date: 8/21/2015

Current Firm

ANGLIA ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANGLIA ADVISORS

TRUST BUT VERIFY

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