JM
Jennifer D. Myers
VANGUARD MARKETING
Malvern, PA 19355
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CRD#: 4516869
JM
Professional summary
Jennifer Diane Myers, who also goes by Jennifer Diane Brecker, Jennifer Brecker-myers, Jennifer Diane Myers, Jennifer Myers, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2002. Jennifer has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jennifer Diane Brecker | Jennifer Brecker-Myers | Jennifer Diane Myers | Jennifer Myers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Diane Myers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2018 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355BD
CRD#: 7452
Malvern, PA
Past
February 27, 2018 - May 25, 2021
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
Malvern, PA
Past
March 20, 2014 - December 26, 2017
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
July 24, 2013 - December 26, 2017
SCOTTRADE, INC.
BD
CRD#: 8206
ST LOUIS, MO
Past
April 26, 2006 - July 15, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
WALNUT CREEK, CA
Past
April 27, 2004 - July 15, 2013
TD AMERITRADE, INC.
RIA
CRD#: 7870
WALNUT CREEK, CA
Past
April 19, 2004 - July 15, 2013
TD AMERITRADE, INC.
BD
CRD#: 7870
WALNUT CREEK, CA
Past
July 5, 2002 - May 6, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
WEST PALM BEACH, FL
Past
June 7, 2002 - May 6, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/29/2025)
RR
Alaska(1/29/2025)
RR
Arizona(1/29/2025)
RR
Arkansas(1/3/2023)
RR
California(1/29/2025)
RR
Colorado(1/29/2025)
RR
Connecticut(1/29/2025)
RR
Delaware(1/29/2025)
RR
District of Columbia(1/29/2025)
RR
Florida(1/29/2025)
RR
Georgia(1/29/2025)
RR
Hawaii(1/29/2025)
RR
Idaho(1/29/2025)
RR
Illinois(1/29/2025)
RR
Indiana(1/29/2025)
RR
Iowa(1/29/2025)
RR
Kansas(1/29/2025)
RR
Kentucky(1/29/2025)
RR
Louisiana(1/29/2025)
RR
Maine(1/29/2025)
RR
Maryland(1/29/2025)
RR
Massachusetts(1/3/2023)
RR
Michigan(1/29/2025)
RR
Minnesota(1/29/2025)
RR
Mississippi(1/29/2025)
RR
Missouri(1/29/2025)
RR
Montana(1/29/2025)
RR
Nebraska(1/29/2025)
RR
Nevada(1/29/2025)
RR
New Hampshire(1/29/2025)
RR
New Jersey(1/29/2025)
RR
New Mexico(1/29/2025)
RR
New York(1/29/2025)
RR
North Carolina(1/29/2025)
RR
North Dakota(1/29/2025)
RR
Ohio(1/30/2025)
RR
Oklahoma(1/29/2025)
RR
Oregon(1/29/2025)
RR
Pennsylvania(2/27/2018)
RR
Rhode Island(1/29/2025)
RR
South Carolina(1/29/2025)
RR
South Dakota(1/29/2025)
RR
Tennessee(1/29/2025)
RR
Texas(1/29/2025)
RR
Utah(1/3/2023)
RR
Vermont(1/29/2025)
RR
Virginia(1/29/2025)
RR
Washington(1/29/2025)
RR
West Virginia(1/29/2025)
RR
Wisconsin(1/29/2025)
RR
Wyoming(1/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
