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Scott M. Albright

HORIZON INVESTMENTS
Charlotte, NC 28277
Some features on this profile are disabled
CRD#: 4514266
SA

Professional summary

Scott Michael Albright is a registered financial advisor currently at HORIZON INVESTMENTS LLC located in Charlotte, North Carolina.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Scott has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Albright's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 24, 2021 - Present

HORIZON INVESTMENTS LLC

Office #1: 6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277
RIA
CRD#: 109552
Charlotte, NC
Past

September 5, 2019 - August 23, 2021

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Charlotte, NC
Past

November 8, 2017 - September 6, 2019

HORIZON INVESTMENTS LLC

RIA
CRD#: 109552
CHARLOTTE, NC
Past

January 6, 2016 - November 9, 2017

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

June 5, 2012 - March 9, 2015

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

August 20, 2010 - December 23, 2015

HORIZON INVESTMENTS LLC

RIA
CRD#: 109552
CHARLOTTE, NC
Past

March 20, 2009 - February 2, 2010

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
CHARLOTTE, NC
Past

March 20, 2009 - February 2, 2010

OPPENHEIMER & CO. INC.

BD
CRD#: 249
CHARLOTTE, NC
Past

July 6, 2006 - March 16, 2009

STANFORD GROUP COMPANY

RIA
CRD#: 39285
CHARLOTTE, NC
Past

July 6, 2006 - March 16, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
CHARLOTTE, NC
Past

March 11, 2004 - July 3, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
CHARLOTTE, NC
Past

March 11, 2004 - July 3, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
CHARLOTTE, NC
Past

June 14, 2002 - January 22, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
CHARLOTTE, NC
Past

May 29, 2002 - January 22, 2004

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

May 29, 2002 - January 22, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HORIZON INVESTMENTS LLC
HARIZON INVESTMENTS LLC | HORIZON INVESTMENTS LLC

CRD#: 109552 / SEC#: 801-57316

RIA
Registered Investment Advisory firm - (2/24/2000 Approved)
South Carolina
Registered Investment Advisory firm - (12/10/2003 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(8/24/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/31/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/13/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/28/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/9/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/28/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 8/6/2008
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/28/2008
General Securities Sales Supervisor - Options Module Examination

Current Firm

HI
HORIZON INVESTMENTS LLC
HARIZON INVESTMENTS LLC | HORIZON INVESTMENTS LLC

CRD#: 109552 / SEC#: 801-57316

RIA
Registered Investment Advisory firm - (2/24/2000 Approved)
South Carolina
Registered Investment Advisory firm - (12/10/2003 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277
Mailing Address
Phone number
(704) 544-2399
Established
Firm type
Fiscal year end
# of Employees
74

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HORIZON INVESTMENTS FORM ADV PART 2A (3/6/2026)

Regulatory assets under management

Total Number of Accounts1,481
AUM (Assets Under Management)$ 5,357,028,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HORIZON INVESTMENTS LLC

CRD#: 109552Charlotte, NC 28277

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