Dawn M. Faircloth
Professional summary
Dawn Maria Faircloth, who also goes by Dawn Maria Desmond, Dawn Maria Gill, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Charlotte, North Carolina.
Dawn is registered as a RR (Registered Representative) and started their career in finance in 2002. Dawn has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dawn Maria Faircloth's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2024 - Present
VALMARK SECURITIES, INC.
Office #1: 521 E. Morehead Street, Suite 150, Charlotte, NC 28202June 8, 2023 - April 12, 2024
LION STREET FINANCIAL, LLC
March 25, 2022 - December 13, 2022
VALMARK SECURITIES, INC.
June 25, 2008 - March 25, 2022
KESTRA INVESTMENT SERVICES, LLC
September 14, 2007 - May 19, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 13, 2005 - August 3, 2007
KESTRA INVESTMENT SERVICES, LLC
June 3, 2004 - December 31, 2004
PRINCIPAL SECURITIES, INC.
March 14, 2002 - February 7, 2003
EQUITABLE DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2024)
Exams
FINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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