James W. Deming
Professional summary
James Wilse Deming is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Charlotte, North Carolina.
James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Wilse Deming's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2020 - Present
BRIGHTHOUSE SECURITIES, LLC
Office #1: 11225 North Community House Road, Charlotte, NC 28277March 25, 2017 - September 29, 2020
MML INVESTORS SERVICES, LLC
October 16, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
October 16, 2012 - July 5, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
April 15, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 15, 2004 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 31, 2002 - August 7, 2003
EQUITABLE ADVISORS, LLC
March 21, 2002 - August 7, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
