Dorian N. Paidas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dorian Nicholas Paidas was a registered financial professional .
Dorian is a previously registered financial professional and started their career in finance in 2002. Dorian had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2013 - August 11, 2015
FOREFRONT CAPITAL MARKETS LLC
August 12, 2011 - February 5, 2013
VICTOR SECURITIES, LLC
December 6, 2006 - May 4, 2010
TAFFERER TRADING, LLC
January 6, 2005 - December 7, 2006
NATIONAL FINANCIAL SERVICES LLC
April 26, 2002 - October 24, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/17/2002
Limited Representative-Equity Trader ExamCurrent Firm
FOREFRONT CAPITAL MARKETS LLC
CRD#: 151812 / SEC#: 801-80131, 8-68402
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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