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Bradley Carl Reifler

CRD# 1589414·Registered 1986 - 2015
Barred: Bradley Carl Reifler was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Bradley Carl Reifler was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 1986 - 2015. Bradley had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

WILMINGTON CAPITAL SECURITIES, LLC·CRD# 133839
BD
New York, NY
September 10, 2015 - November 16, 2015
FOREFRONT CAPITAL MARKETS LLC·CRD# 151812
BD
New York, NY
March 31, 2011 - August 25, 2015
THE PENNSYLVANIA GROUP, INCORPORATED·CRD# 5402
BD
Vero Beach, FL
February 16, 2011 - July 12, 2011
GENESIS SECURITIES, LLC·CRD# 46992
BD
New York, NY
August 13, 2010 - January 26, 2011
PALI CAPITAL, INC.·CRD# 117783
BD
New York, NY
March 6, 2002 - November 26, 2008
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
November 15, 1999 - January 5, 2001
PALI CAPITAL, LLC·CRD# 40173
BD
New York, NY
June 18, 1996 - April 30, 2002
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
November 18, 1986 - July 10, 1996

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Current Firm

WC
WILMINGTON CAPITAL SECURITIES, LLC

ALLELE CAPITAL PARTNERS | WILMINGTON CAPITAL SECURITIES, LLC | LIBERTY CROSSING CAPITAL MARKETS, LLC | GHS CAPITAL MANAGEMENT, LLC | FOREFRONT WEALTH MANAGEMENT | DAVID E. ASTORR, INC. | DAVID E. ASTORR INC. | CLARK CAPITAL

CRD#: 133839 / SEC#: 801-101483, 8-67149
RIA
Registered Investment Advisory firm - SEC (7/27/2015 Approved)
New Jersey
Registered Investment Advisory firm - SEC (7/28/2015 Terminated)
New York
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

666 Old Country Road Suite 505, Garden City, NY 11530

Mailing Address

666 Old Country Road Suite 505, Garden City, NY 11530

Phone Number

(516) 750-6200

Established

New York since 11/18/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

6

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WILMINGTON CAPITAL SECURITIES, LLC (3/30/2026)

Direct owners and executive officers

NamePositionCRD#
WILMINGTON CAPITAL GROUP, INC.PARENT COMPANY—
COLUMBO, JOSEPH DONALDCHAIRMAN OF BROKER DEALER, GENERAL PRINCIPAL, GOVERNMENT SECURITIES PRINCIPAL, MSRB PRINCIPAL, ELECTED MANAGER823524
DORUSHKIN, RONALD BRETTCEO OF BROKER DEALER, GENERAL PRINCIPAL, ELECTED MANAGER2245185
LEE, DENNIS PETERCHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER OF BROKER DEALER AND INVESTMENT ADVISOR, REGISTERED OPTIONS PRINCIPAL6008539
MIKES, JOHNPRESIDENT OF BROKER DEALER, GENERAL SECURITIES PRINCIPAL, ELECTED MANAGER,OSJ SUPERVISOR2458544
VITTOR, GREG TODDFINOP, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER1864219

Regulatory Assets Under Management

Total Number of Accounts

258

AUM (Assets Under Management)

$277,120,242

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WILMINGTON CAPITAL SECURITIES, LLC

ALLELE CAPITAL PARTNERS | WILMINGTON CAPITAL SECURITIES, LLC | LIBERTY CROSSING CAPITAL MARKETS, LLC | GHS CAPITAL MANAGEMENT, LLC | FOREFRONT WEALTH MANAGEMENT | DAVID E. ASTORR, INC. | DAVID E. ASTORR INC. | CLARK CAPITAL

CRD#: 133839 / SEC#: 801-101483, 8-67149
RIA
Registered Investment Advisory firm - SEC (7/27/2015 Approved)
New Jersey
Registered Investment Advisory firm - SEC (7/28/2015 Terminated)
New York
Registered Investment Advisory firm - SEC (4/6/2016 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BR
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