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NG

Nora K. Gilhooly

GRIFFIN FINANCIAL GROUP
King Of Prussia, PA 19406
Some features on this profile are disabled
CRD#: 4508281
NG

Professional summary

Nora Kathleen Gilhooly, who also goes by Nora K Gilhooly, Nora Kathleen Gilhooly, is a registered financial professional currently at GRIFFIN FINANCIAL GROUP, LLC located in King Of Prussia, Pennsylvania.

Nora is registered as a RR (Registered Representative) and started their career in finance in 2003. Nora has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nora K Gilhooly | Nora Kathleen Gilhooly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nora Kathleen Gilhooly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2025 - Present

GRIFFIN FINANCIAL GROUP, LLC

Office #1: 620 Freedom Business Center, King Of Prussia, PA 19406
BD
CRD#: 119004
King Of Prussia, PA
Past

July 22, 2019 - June 20, 2024

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
Los Angeles, CA
Past

February 21, 2019 - July 26, 2019

CAMDEN FINANCIAL SERVICES

BD
CRD#: 19925
Los Angeles, CA
Past

October 15, 2010 - May 12, 2011

MCCAFFERTY & COMPANY, LLC

BD
CRD#: 147259
LOS ANGELES, CA
Past

September 20, 2007 - October 16, 2009

UBS SECURITIES LLC

BD
CRD#: 7654
CHICAGO, IL
Past

April 25, 2003 - July 28, 2005

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/21/2025)
RR
Massachusetts
(8/21/2025)
RR
New York
(8/21/2025)
RR
Pennsylvania
(8/21/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/21/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/26/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/24/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GF
GRIFFIN FINANCIAL GROUP, LLC
GRIFFIN FINANCIAL | GRIFFIN FINANCIAL GROUP, LLC

CRD#: 119004 / SEC#: , 8-53711

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
607 Washington Street, Reading, PA 19603
Mailing Address
607 Washington Street, Reading, PA 19603
Phone number
(610) 478-2105
Established
Pennsylvania since 08/16/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRIFFIN HOLDINGS GROUP, LLCMEMBER
CHOQUETTE, ERNEST JCHAIRMAN4494340
DUROFCHALK, JOHN MICHAELCFO, FINOP4494297
NOAH, SCOTT IVESCHIEF COMPLIANCE OFFICER2334448
O'LEARY, MATTHEW TODDCEO AND COO6077840
WALDRON, JEFFREY PETERPRINCIPAL4581878

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRIFFIN FINANCIAL GROUP, LLC

CRD#: 119004King Of Prussia, PA 19406

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