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AR

Andrew S. Rodgers

PEAK BROKERAGE SERVICES
Jupiter, FL 33477
Some features on this profile are disabled
CRD#: 4506611
AR

Professional summary

Andrew Stephen Rodgers is a registered financial professional currently at PEAK BROKERAGE SERVICES, LLC located in Jupiter, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2002. Andrew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Stephen Rodgers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 1070 East Indiantown Road Suite 208-210, Jupiter, FL 33477
BD
CRD#: 157045
Jupiter, FL
Past

January 6, 2026 - January 21, 2026

DEMPSEY LORD SMITH, LLC

RIA
CRD#: 141238
ROME, GA
Past

November 25, 2025 - January 27, 2026

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Dawsonville, GA
Past

November 21, 2025 - January 27, 2026

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
DAWSONVILLE, GA
Past

August 26, 2016 - December 31, 2025

DEMPSEY LORD SMITH, LLC

RIA
CRD#: 141238
CANTON, GA
Past

August 5, 2016 - November 21, 2025

DEMPSEY LORD SMITH, LLC

BD
CRD#: 141238
DAWSONVILLE, GA
Past

June 30, 2015 - December 31, 2015

SB ADVISORY, LLC

RIA
CRD#: 154680
ATLANTA, GA
Past

May 11, 2015 - August 11, 2016

IFS SECURITIES

BD
CRD#: 40375
ATLANTA, GA
Past

November 1, 2013 - March 18, 2015

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA
CRD#: 13609
SUWANEE, GA
Past

November 1, 2013 - March 18, 2015

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
SUWANEE, GA
Past

February 19, 2004 - November 12, 2013

EQUITY SERVICES, INC.

RIA
CRD#: 265
ATLANTA, GA
Past

February 26, 2002 - November 12, 2013

EQUITY SERVICES, INC.

BD
CRD#: 265
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/20/2026)
RR
Georgia
(1/20/2026)
RR
New Jersey
(1/20/2026)
RR
New Mexico
(1/20/2026)
RR
North Carolina
(1/20/2026)
RR
Pennsylvania
(1/20/2026)
RR
South Carolina
(1/20/2026)
RR
Virginia
(1/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/30/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/8/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/25/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PB
PEAK BROKERAGE SERVICES, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC | TOP ADVISORS GROUP | PEAK BROKERAGE SERVICES, LLC

CRD#: 157045 / SEC#: , 8-68829

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999
Mailing Address
1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999
Phone number
(561) 641-5050
Established
Georgia since 02/16/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PEAK REPS, LLCOWNER
COKER, KARENCHIEF RISK OFFICER2731928
MUELLER, CHRISTOPHER BRIANCHIEF OPERATIONS OFFICER2098597
PHILLIPS, DAVID LEVERTCHIEF INFORMATION SECURITY OFFICER2054858
REYNOLDS, MATTHEW MARKPRESIDENT/FINOP4077413
RUDNICK, REGINA MARYPRESIDENT/HEAD OF ADVISOR SERVICES2373530
TAYLOR, CHRISTIAN GABRIELCHIEF COMPLIANCE OFFICER5462381

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045Jupiter, FL 33477

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