Matthew P. Croley

STERLING INVESTMENT ADVISORS LTD.

BERWYN, PA 19312

Some features on this profile are disabled

CRD#: 4504182

Professional summary

Matthew Paul Croley is a registered financial advisor currently at STERLING INVESTMENT ADVISORS LTD. located in Berwyn, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Berwyn, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) NOTARY PUBLIC, 1055 WESTLAKES DR, STE 150, BERWYN, PA 19312 BEGAN 8/7/03. INVESTMENT RELATED. I PRIMARILY NOTARIZE DOCUMENTS FOR CLIENTS OF STERLING INVESTMENT ADVISORS, LTD. NON-PROFIT. DEVOTES 1 HR/MNTH AND 1 HR/MNTH DURING TRADING HRS. 3. STERLING INVESTMENT ADVISORS, RIA, INVESTMENT RELATED, 1055 WESTLAKES DR STE 150 BERWYN PA 19312, 02/2007, OPERATIONAL ACTIVITIES FOR INVESTMENT ADVISING BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Croley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 29, 2008 - Present

STERLING INVESTMENT ADVISORS LTD.

Office #1: 1055 Westlakes Drive Suite 150, Berwyn, PA 19312

RIA

CRD#: 140710

BERWYN, PA

Current

April 1, 2011 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1055 Westlakes Drive Suite 150, Berwyn, PA 19312

CRD#: 35747

Berwyn, PA

Past

February 6, 2008 - April 27, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

March 17, 2003 - February 12, 2007

CURTIS SECURITIES, LLC

CRD#: 104153

HAZLETON, PA

Past

May 16, 2002 - February 13, 2007

PRESWICK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 112067

MEDIA, PA

Past

April 2, 2002 - April 25, 2002

CURTIS SECURITIES, LLC

CRD#: 104153

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STERLING INVESTMENT ADVISORS LTD.

CRD#: 140710 / SEC#: 801-66769

RIA

Registered Investment Advisory firm - (5/31/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(2/29/2008)

Pennsylvania
(4/1/2011)

IAR

Texas
(11/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/20/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/12/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STERLING INVESTMENT ADVISORS LTD.

CRD#: 140710 / SEC#: 801-66769

RIA

Registered Investment Advisory firm - (5/31/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1055 Westlakes Drive Suite 150, Berwyn, PA 19312

Mailing Address

Phone number

(610) 560-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,514
AUM (Assets Under Management)	$ 961,449,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew P. Croley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Croley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH, INC.

CURTIS SECURITIES, LLC

PRESWICK CAPITAL MANAGEMENT, LLC

CURTIS SECURITIES, LLC

Primary Firm SEC Registration

STERLING INVESTMENT ADVISORS LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2002

Series 63

Date: 4/4/2002

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2003

Series 6

Date: 3/20/2002

Series 24

Date: 9/12/2003

FINRA

Current Firm

STERLING INVESTMENT ADVISORS LTD.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STERLING INVESTMENT ADVISORS LTD.

TRUST BUT VERIFY

Similar Advisors