Johan L. Backlin
Professional summary
Johan Leif Backlin, who also goes by Johan Backlin, is a registered financial professional currently at PHX FINANCIAL, INC. located in Hauppauge, New York.
Johan is registered as a RR (Registered Representative) and started their career in finance in 2002. Johan has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johan Leif Backlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2021 - Present
PHX FINANCIAL, INC.
Office #1: 150 Motor Parkway Suite 309, Hauppauge, NY 11788May 4, 2018 - June 4, 2021
EQUITABLE ADVISORS, LLC
July 26, 2002 - October 19, 2016
HANDELSBANKEN MARKETS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2023)
(10/5/2021)
(8/22/2022)
(7/27/2021)
(10/20/2025)
(8/30/2021)
(7/28/2021)
(10/27/2025)
(10/6/2021)
(8/2/2022)
(7/27/2021)
(9/7/2022)
(7/13/2021)
(1/8/2025)
(9/14/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 8/7/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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