Corey H. Peterson

GREAT HILL ADVISORY

Port Washington, NY 11050

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CRD#: 4502134

Professional summary

Corey Henry Peterson, CFP® is a registered financial advisor currently at GREAT HILL ADVISORY located in Port Washington, New York.

Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Corey has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Henry Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 3, 2021 - Present

GREAT HILL ADVISORY

Office #1: 174 Main St, Port Washington, NY 11050

RIA

CRD#: 283228

Port Washington, NY

Past

June 9, 2014 - March 31, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Past

February 26, 2013 - March 29, 2016

LENOX ADVISORS, INC.

RIA

CRD#: 119386

NEW YORK, NY

Past

December 19, 2006 - September 28, 2009

GW & WADE ASSET MANAGEMENT COMPANY, LLC

CRD#: 25745

WELLESLEY, MA

Past

March 12, 2002 - May 5, 2006

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT HILL ADVISORY

BAYSIDE TAX & WEALTH | GREAT HILL ADVISORY LTD. | GREAT HILL ADVISORY | COREY HENRY PETERSON

CRD#: 283228 / SEC#: 801-120689

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

New York

Registered Investment Advisory firm - (4/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/9/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/17/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/9/2014

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 3/11/2002

General Securities Representative Examination

Current Firm

GREAT HILL ADVISORY

BAYSIDE TAX & WEALTH | GREAT HILL ADVISORY LTD. | GREAT HILL ADVISORY | COREY HENRY PETERSON

CRD#: 283228 / SEC#: 801-120689

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

New York

Registered Investment Advisory firm - (4/23/2025 Terminated)

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Contact information

Main Address

174 Main St., Port Washington, NY 11050

Mailing Address

Phone number

(516) 500-1248

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (5/1/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 178,440,366

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/18/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Corey H. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Henry Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

LENOX ADVISORS, INC.

GW & WADE ASSET MANAGEMENT COMPANY, LLC

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

GREAT HILL ADVISORY

State Registrations and Notice Filings

Exams

Series 63

Date: 6/9/2014

Series 66

Date: 5/17/2002

SIE

Date: 3/31/2016

Series 6

Date: 6/9/2014

Series 7

Date: 3/11/2002

Current Firm

GREAT HILL ADVISORY

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GREAT HILL ADVISORY

TRUST BUT VERIFY

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