Daniel A. Schatz
Professional summary
Daniel Adam Schatz, who also goes by Danny Schatz, is a registered financial professional currently at R.W. SMITH & ASSOCIATES, LLC located in Vancouver, Washington.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Adam Schatz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2017 - Present
R.W. SMITH & ASSOCIATES, LLC
Office #1: 305 East 16th Street Suite 209, Vancouver, WA 98663August 24, 2015 - March 24, 2017
HILLTOP SECURITIES INC.
March 1, 2010 - August 24, 2015
R.W. SMITH & ASSOCIATES, LLC
April 21, 2008 - February 25, 2010
WEDBUSH SECURITIES INC.
March 25, 2003 - May 5, 2004
R.W. SMITH & ASSOCIATES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2017)
(3/4/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
R.W. SMITH & ASSOCIATES, LLC
CRD#: 16605 / SEC#: , 8-34240
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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