Tyler Aaron Block
Professional Summary
Tyler Aaron Block, who also goes by T A Block, Ty A Block, was a registered financial advisor. Tyler was a previously registered financial professional and started their career in finance 2005 - 2013. Tyler had worked at 4 firms and has passed the Series 63, Series 79, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
T A Block, Ty A Block
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
DRAKE STAR SECURITIES LLC | RCG, LLC
Contact Information
Main Address
2054 Vista Parkway Suite 400, West Palm Beach, FL 33411Mailing Address
2054 Vista Parkway Suite 400, West Palm Beach, FL 33411Phone Number
(212) 508-7111Established
New York since 01/15/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jul 2012About the Series 79 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2005About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jul 2005About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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