Larry H Lundberg
Professional Summary
Larry H Lundberg, who also goes by Larry H Lundberg, is a registered financial advisor currently at MORETON CAPITAL MARKETS, LLC located in Salt Lake City, Utah. Larry is registered as a RR (Registered Representative) and started their career in finance in 2002. Larry has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Larry H Lundberg
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MORETON BROKERAGE SERVICES, LLC | MORETON CAPITAL MARKETS, LLC
Contact Information
Main Address
101 S. 200 E. Suite 300, Salt Lake City, UT 84111Mailing Address
101 S 200 E. Suite 300, Salt Lake City, UT 84111Phone Number
(801) 535-3650Established
Utah since 07/19/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (39 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/16/2022)
(3/2/2016)
(3/2/2016)
(2/22/2023)
(9/7/2018)
(3/2/2016)
(8/4/2025)
(3/2/2016)
(7/31/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2020About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2020About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Larry H Lundberg's CRS (Customer Relationship Summary).
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