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RS

Ryan Scott Stoker

MORETON CAPITAL MARKETS
SALT LAKE CITY, UT
·CRD# 4066425·26 years registered

Professional Summary

Ryan Scott Stoker is a registered financial advisor currently at MORETON CAPITAL MARKETS, LLC located in Salt Lake City, Utah. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2000. Ryan has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years registered in the securities industry

Current & Past Employments

Current

MORETON CAPITAL MARKETS, LLCCurrent·CRD# 132643
BD
101 So. 2nd East, Suite 300, Salt Lake City, UT 84111
January 15, 2016 - Present

Past

WELLS FARGO SECURITIES, LLCPast·CRD# 126292
BD
Salt Lake City, UT
November 6, 2009 - January 19, 2016
WELLS FARGO BROKERAGE SERVICES, L.L.C.Past·CRD# 16100
BD
Salt Lake City, UT
August 16, 2006 - November 6, 2009
WELLS FARGO INVESTMENTS, LLCPast·CRD# 10582
BD
Salt Lake City, UT
October 17, 2003 - August 17, 2006
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Smithfield, RI
March 7, 2001 - November 10, 2003
WMA SECURITIES, INC.Past·CRD# 32625
BD
Duluth, GA
April 27, 2000 - February 13, 2001
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Smithfield, RI
March 8, 2000 - March 30, 2000

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Current Firm

MC
MORETON CAPITAL MARKETS, LLC

MORETON BROKERAGE SERVICES, LLC | MORETON CAPITAL MARKETS, LLC

CRD#: 132643 / SEC#: 8-66620
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

101 S. 200 E. Suite 300, Salt Lake City, UT 84111

Mailing Address

101 S 200 E. Suite 300, Salt Lake City, UT 84111

Phone Number

(801) 535-3650

Established

Utah since 07/19/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (39 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VOS, ERIC LEECEO/CCO2836821
LUNDBERG, LARRY HMEMBER4500324
STOKER, RYAN SCOTTMEMBER4066425
ROESKE, SHARON LEEFINOP720262

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(6/16/2022)
RR
Idaho
(1/15/2016)
RR
Montana
(1/29/2016)
RR
Nebraska
(2/22/2023)
RR
Nevada
(9/7/2018)
RR
New Mexico
(1/25/2016)
RR
Texas
(8/4/2025)
RR
Utah
(1/15/2016)
RR
Wyoming
(7/31/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Scott Stoker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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