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Jack Christopher Manganiello

ANICO FINANCIAL SOLUTIONS
Des Moines, IA
·CRD# 4496437·24 years experience

Professional Summary

Jack Christopher Manganiello is a registered financial advisor currently at ANICO FINANCIAL SOLUTIONS, LLC located in Des Moines, Iowa. Jack is registered as a RR (Registered Representative) and started their career in finance in 2002. Jack has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ANICO FINANCIAL SOLUTIONS, LLC·CRD# 300285
BD
1150 Locust Street, Des Moines, IA 50309
January 9, 2026 - Present
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
October 2, 2022 - January 12, 2026
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Shelton, CT
June 1, 2006 - December 21, 2020
EVERLAKE DISTRIBUTORS, LLC·CRD# 100460
BD
Northbrook, IL
October 31, 2003 - June 1, 2006
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Duluth, GA
April 12, 2002 - November 5, 2003
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
February 21, 2002 - April 12, 2002

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Current Firm

AF
ANICO FINANCIAL SOLUTIONS, LLC

AEL FINANCIAL SERVICES, LLC | LOCKTON CAPITAL, LLC | LOCKTON CAPITAL MARKETS | LOCKTON CAPITAL ADVISORS, LLC | ANICO FINANCIAL SOLUTIONS, LLC

CRD#: 300285 / SEC#: 8-70298
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1150 Locust Street, Des Moines, IA 50309

Mailing Address

1150 Locust Street, Des Moines, IA 50309

Phone Number

(515) 443-3527

Established

Iowa since 02/12/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (39 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NC SECURITIES HOLDCO, LLCPARENT CO—
ALBERTI, GREGORY MICHAELPRINCIPAL/VICE PRESIDENT5023476
BAILEY, ELIZABETH EILEENCOO/CCO4154255
RUSTAD, STEPHANIE THERESECFO/FINOP2327465

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Michigan
(1/13/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2002About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 2013About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jack Christopher Manganiello's CRS (Customer Relationship Summary).

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