Joseph James Lee
Professional Summary
Joseph James Lee, who also goes by Joe J. Lee, Joseph J. Lee, is a registered financial advisor currently at HONEY BADGER INVESTMENT SECURITIES, LLC located in Irvine, California. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2002. Joseph has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 57, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joe J. Lee, Joseph J. Lee
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
HONEY BADGER INVESTMENT SECURITIES, LLC
Contact Information
Main Address
30 Corporate Park Suite 410, Irvine, CA 92606Mailing Address
30 Corporate Park Suite 410, Irvine, CA 92606Phone Number
(949) 251-5000Established
Delaware since 04/13/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEE, JOSEPH JAMES | CEO, MUNI PRINCIPAL, MANAGING MEMBER | 4495616 |
| THE LEE FAMILY TRUST | SHAREHOLDER, MEMBER | — |
| LEE, JOSEPH JYH-CHUNG | TRUSTEE OF THE LEE FAMILY TRUST | 6712135 |
| LEE, SOU-LIN HELEN | TRUSTEE OF THE LEE FAMILY TRUST | 6712140 |
| ONESTO, RICHARD ERNEST | FINOP, PFO, POO | 2453096 |
| SWEENEY, BRIAN PATRICK | CCO | 4174087 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/22/2018)
(4/20/2017)
(9/14/2017)
(5/19/2017)
(6/27/2017)
(5/26/2017)
(6/6/2017)
(6/7/2017)
(5/15/2017)
(5/11/2017)
(5/18/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph James Lee's CRS (Customer Relationship Summary).
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