AP
Alex M. Paul
FIDUCIARY TRUST INTERNATIONAL
Lincoln, MA 01773
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CRD#: 4493608
AP
Professional summary
Alex Matthew Paul, who also goes by Alex Matthew Paul, is a registered financial advisor currently at FIDUCIARY TRUST INTERNATIONAL, LLC located in Lincoln, Massachusetts and FRANKLIN DISTRIBUTORS, LLC located in Lincoln, Massachusetts.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Alex has worked at 5 firms and has passed the Series 63, Series 66, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Matthew Paul
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Centerville Improvement Society, investment-related, 437 Essex Street, Beverly, MA 01915, Finance Committee Chair, non-profit, local charitable organization to support local neighborhood, 1/1/2019, 1/month, zero hours/month during securities trading hours, helping to oversee small charitable organizations investments managed by third party, monitor quarterly investment statements, and donate money and time to support community events/activities.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Matthew Paul's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2011 - Present
FIDUCIARY TRUST INTERNATIONAL, LLC
Office #1: 55 Old Bedford Rd Suite 302, Lincoln, MA 01773RIA
CRD#: 124062
Lincoln, MA
Current
July 21, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 55 Old Bedford Raod Suite 302, Lincoln, MA 01773BD
CRD#: 109064
Lincoln, MA
Past
February 19, 2007 - March 9, 2011
CRESTONE ASSET MANAGEMENT LLC
RIA
CRD#: 108581
BOULDER, CO
Past
August 11, 2006 - March 9, 2011
CRESTONE SECURITIES LLC
BD
CRD#: 103981
BOULDER, CO
Past
January 24, 2002 - March 26, 2002
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FT
FIDUCIARY TRUST INTERNATIONAL, LLC
ATHENA ALPHA INVESTORS GP, LLC (RELYING ADVISER) | OLIVE TREE INVESTORS, LLC (RELYING ADVISER) | FIDUCIARY TRUST INTERNATIONAL, LLC | ATHENA STONEHORSE FUND GP LLC (RELYING ADVISER) | ATHENA STONEHORSE CAPITAL MANAGEMENT LLC (RELYING ADVISER) | ATHENA CAPITAL ADVISORS, INC. | ATHENA CAPITAL ADVISORS NY LLC | ATHENA CAPITAL ADVISORS LLC | ATHENA CAPITAL ADVISORS CA LLC | ATHENA ALPHA PARTNERS, LP | ATHENA ALPHA INVESTORS, LP
CRD#: 124062 / SEC#: 801-62001
RIA
Registered Investment Advisory firm - (4/17/2003 Approved)Massachusetts
Registered Investment Advisory firm - (1/30/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/22/2021)
RR
Colorado(10/22/2021)
RR
Delaware(1/6/2022)
RR
Florida(10/22/2021)
RR
Illinois(10/22/2021)
IAR
Massachusetts(5/9/2011)
RR
Massachusetts(10/22/2021)
RR
New Jersey(11/22/2021)
RR
New York(10/22/2021)
RR
Pennsylvania(1/5/2022)
RR
Tennessee(1/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FT
FIDUCIARY TRUST INTERNATIONAL, LLC
ATHENA ALPHA INVESTORS GP, LLC (RELYING ADVISER) | OLIVE TREE INVESTORS, LLC (RELYING ADVISER) | FIDUCIARY TRUST INTERNATIONAL, LLC | ATHENA STONEHORSE FUND GP LLC (RELYING ADVISER) | ATHENA STONEHORSE CAPITAL MANAGEMENT LLC (RELYING ADVISER) | ATHENA CAPITAL ADVISORS, INC. | ATHENA CAPITAL ADVISORS NY LLC | ATHENA CAPITAL ADVISORS LLC | ATHENA CAPITAL ADVISORS CA LLC | ATHENA ALPHA PARTNERS, LP | ATHENA ALPHA INVESTORS, LP
CRD#: 124062 / SEC#: 801-62001
RIA
Registered Investment Advisory firm - (4/17/2003 Approved)Massachusetts
Registered Investment Advisory firm - (1/30/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
55 Old Bedford Rd Suite 302, Lincoln, MA 01773
Mailing Address
Phone number
(781) 274-9300
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 469 |
| AUM (Assets Under Management) | $ 6,324,878,192 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2025 | ||
| 06/27/2024 | ||
| 10/25/2023 | ||
| 02/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDUCIARY TRUST INTERNATIONAL, LLC
CRD#: 124062Lincoln, MA 01773TRUST BUT VERIFY
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