Michael J. Bradstreet
Professional summary
Michael James Bradstreet, who also goes by Michael J Bradstreet, Michael James Bradstreet, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 6 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Bradstreet's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2021 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346June 11, 2014 - September 15, 2021
MORGAN STANLEY
June 11, 2014 - September 15, 2021
MORGAN STANLEY
January 30, 2012 - June 12, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 2012 - June 12, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 13, 2009 - December 15, 2011
CHASE INVESTMENT SERVICES CORP.
September 24, 2009 - December 15, 2011
CHASE INVESTMENT SERVICES CORP.
March 20, 2002 - August 27, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
March 11, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
March 11, 2002 - August 27, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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