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RS

Robert C. Smith

SSG CAPITAL ADVISORS
West Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 4491697
RS

Professional summary

Robert Charles Smith is a registered financial professional currently at SSG CAPITAL ADVISORS, LLC located in West Conshohocken, Pennsylvania.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Charles Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2010 - Present

SSG CAPITAL ADVISORS, LLC

Office #1: 300 Barr Harbor Drive Suite 420, West Conshohocken, PA 19428
BD
CRD#: 150750
West Conshohocken, PA
Past

August 9, 2006 - May 1, 2009

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
CLEVELAND, OH
Past

June 18, 2002 - August 9, 2006

SSG CAPITAL ADVISORS, L.P.

BD
CRD#: 113867
WEST CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/9/2025)
RR
Ohio
(11/20/2018)
RR
Pennsylvania
(4/23/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 5/6/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/8/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/7/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SSG CAPITAL ADVISORS, LLC
SSG CAPITAL ADVISORS, LLC

CRD#: 150750 / SEC#: , 8-68292

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
300 Barr Harbor Drive, Suite 420, West Conshohocken, PA 19428
Mailing Address
300 Barr Harbor Drive, Suite 420, West Conshohocken, PA 19428
Phone number
(610) 940-5804
Established
Pennsylvania since 03/19/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SSG HOLDINGS, LLCMEMBER
CHESEN, MARK ELLIOTMANAGING DIR. FINOP2775676
GOODMAN, MICHAEL STUARTMANAGING DIR.3203097
KARLSON, MATTHEW PHILLIPMANAGING DIR. / CCO2901264
VICTOR, J SCOTTMANAGING DIR.4263060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SSG CAPITAL ADVISORS, LLC

CRD#: 150750West Conshohocken, PA 19428

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