Shaun F. Moynihan

COPPELL ADVISORY SOLUTIONS LLC

Belmont, NC 28012

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CRD#: 4491671

Professional summary

Shaun Francis Moynihan, who also goes by Shaun F Moynihan, is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Belmont, North Carolina.

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Shaun has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shaun F Moynihan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Francis Moynihan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2021 - Present

COPPELL ADVISORY SOLUTIONS LLC

Office #1: 123 N. Main St, Belmont, NC 28012

RIA

CRD#: 156549

Belmont, NC

Past

July 22, 2019 - October 14, 2021

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

Cornelius, NC

Past

July 22, 2019 - October 14, 2021

DEMPSEY LORD SMITH, LLC

CRD#: 141238

Belmont, NC

Past

September 26, 2017 - July 22, 2019

KALOS CAPITAL, INC.

CRD#: 44337

BELMONT, NC

Past

June 7, 2017 - July 22, 2019

KALOS MANAGEMENT

RIA

CRD#: 133025

Belmont, NC

Past

June 18, 2013 - October 5, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

HUNTERSVILLE, NC

Past

June 18, 2013 - October 5, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

HUNTERSVILLE, NC

Past

September 17, 2004 - June 3, 2013

TCA FINANCIAL GROUP, LLC

CRD#: 131275

CHARLOTTE, NC

Past

September 9, 2004 - June 3, 2013

TCA FINANCIAL GROUP, LLC

RIA

CRD#: 131275

CHARLOTTE, NC

Past

January 14, 2003 - September 10, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CHARLOTTE, NC

Past

January 7, 2003 - September 10, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

April 4, 2002 - December 17, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTE, NC

Past

March 18, 2002 - December 17, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2002

General Securities Representative Examination

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

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Contact information

Main Address

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019

Mailing Address

Phone number

(817) 888-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,334
AUM (Assets Under Management)	$ 1,077,958,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shaun F. Moynihan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Francis Moynihan's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC

KALOS CAPITAL, INC.

KALOS MANAGEMENT

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

TCA FINANCIAL GROUP, LLC

TCA FINANCIAL GROUP, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

COPPELL ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2002

SIE

Date: 10/1/2018

Series 7

Date: 3/16/2002

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPELL ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

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