Sidney J. Ruth
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Telford, PA 18969
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CRD#: 4490878
Professional summary
Sidney Jason Ruth, CFP®, who also goes by Sid Ruth, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Telford, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Telford, Pennsylvania.
Sidney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Sidney has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sid Ruth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MOSAIC CONFERENCE, 1000 FORTY FOOT ROAD, SUITE 100, LANSDALE PA 19446, 05/2024, BOARD MEMBER, NIR, 2 HR/MO - 2 HR/MO TRADING. 2) LIVING BRANCHES FOUNDATION, 242 W RELIANCE ROAD, SOUDERTON, PA 18964, 05/2024, BOARD MEMBER, NIR, 2 HR/MO - 2 HR/MO TRADING. 3) FRANCONIA INSURANCE & FINANCIAL SERVICES, 199 TELFORD PIKE, TELFORD PA 18969, 05/2024, OWNER, INSURANCE/BENEFITS/HUMAN RESOURCES, INV REL, 20 HR/MO - 15 HR/MO TRADING. 4) FIFS CAPITAL ADVISOR GROUP, 199 TELFORD PIKE, TELFORD PA 18969, 05/2024, DIRECTOR, USING A TRADE NAME/DBA, INV REL, 40 HR/MO - 120 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/01/2024
CRS (Client Relationship Summary) - RIA
Click below to view Sidney Jason Ruth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
May 1, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 199 Telford Pike, Telford, PA 18969RIA
CRD#: 134139
Telford, PA
Current
May 1, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 199 Telford Pike, Telford, PA 18969BD
CRD#: 39543
Telford, PA
Past
June 29, 2023 - May 7, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
TELFORD, PA
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
TELFORD, PA
Past
September 3, 2013 - May 7, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
TELFORD, PA
Past
March 1, 2010 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
TELFORD, PA
Past
March 1, 2010 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
TELFORD, PA
Past
January 31, 2006 - March 31, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
TELFORD, PA
Past
January 18, 2002 - March 31, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
TELFORD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/1/2024)
RR
Delaware(10/11/2024)
RR
Florida(5/1/2024)
RR
Maine(5/1/2024)
RR
Maryland(5/1/2024)
RR
New Jersey(5/1/2024)
RR
New York(5/1/2024)
RR
North Carolina(5/1/2024)
RR
Pennsylvania(5/1/2024)
IAR
Pennsylvania(5/1/2024)
RR
Virginia(5/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Telford, PA 18969TRUST BUT VERIFY
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