Lasalle R. Vaughn
Professional summary
Lasalle Roger Vaughn III, who also goes by Eric La Salle Vaughn, Lasalle Roger Vaughn, is a registered financial professional currently at GUIDELINE SECURITIES, LLC located in Burlingame, California.
Lasalle is registered as a RR (Registered Representative) and started their career in finance in 2002. Lasalle has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lasalle Roger Vaughn III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2026 - Present
GUIDELINE SECURITIES, LLC
Office #1: 1412 Chapin Ave, Burlingame, CA 94010August 2, 2024 - April 7, 2025
ALTRUIST FINANCIAL LLC
March 29, 2019 - April 27, 2022
ROBINHOOD SECURITIES, LLC
March 13, 2019 - April 27, 2022
ROBINHOOD FINANCIAL, LLC
September 4, 2013 - February 27, 2019
USAA INVESTMENT SERVICES COMPANY
September 4, 2013 - February 27, 2019
USAA INVESTMENT SERVICES COMPANY
February 9, 2009 - September 9, 2013
USAA FINANCIAL PLANNING SERVICES
February 9, 2009 - February 27, 2019
USAA FINANCIAL ADVISORS, INC.
April 28, 2006 - December 31, 2008
USAA FINANCIAL PLANNING SERVICES
April 28, 2006 - December 31, 2008
USAA FINANCIAL ADVISORS, INC.
April 20, 2004 - April 10, 2006
WELLS FARGO INVESTMENTS, LLC
April 20, 2004 - April 10, 2006
WELLS FARGO INVESTMENTS, LLC
March 15, 2002 - March 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 15, 2002 - March 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2026)
Exams
FINRA
Current Firm
GUIDELINE SECURITIES, LLC
CRD#: 332412 / SEC#: , 8-71305
Contact information
FINRA licenses (43 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUIDELINE HOLDINGS, LLC | SOLE MEMBER | |
| LIU, QIAN | CHIEF EXECUTIVE OFFICER | 5562584 |
| MASTROBATTISTO, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 5667446 |
| MEYERS, CHRISTOPHER M JR | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6122487 |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
Red Flags
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Company Information
GUIDELINE SECURITIES, LLC
CRD#: 332412Burlingame, CA 94010TRUST BUT VERIFY
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