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MT

Michael W. Teryazos

VISION FINANCIAL MARKETS LLC
Stamford, CT 06901
Some features on this profile are disabled
CRD#: 4489363
MT

Professional summary

Michael Willam Teryazos, who also goes by Michael William Teryazos, Michael Teryazos, is a registered financial professional currently at VISION FINANCIAL MARKETS LLC located in Stamford, Connecticut.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael William Teryazos | Michael Teryazos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Willam Teryazos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2017 - Present

VISION FINANCIAL MARKETS LLC

Office #1: 1010 Washington Blvd, Suite 300, Stamford, CT 06901
BD
CRD#: 142271
Stamford, CT
Past

February 14, 2017 - August 30, 2017

SAGETRADER, LLC

BD
CRD#: 137862
NEW YORK, NY
Past

March 23, 2016 - October 31, 2016

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

May 6, 2015 - April 11, 2016

VYGR DIGITAL SECURITIES, LLC

BD
CRD#: 148019
NEW YORK, NY
Past

May 4, 2004 - February 6, 2017

PINNACLE CAPITAL MARKETS, LLC

BD
CRD#: 119606
RALEIGH, NC
Past

November 18, 2003 - March 19, 2004

PINNACLE CAPITAL MARKETS, LLC

BD
CRD#: 119606
RALEIGH, NC
Past

January 3, 2002 - October 20, 2003

NT SECURITIES LLC

BD
CRD#: 45694
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/3/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 11/4/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/3/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/12/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VF
VISION FINANCIAL MARKETS LLC
HR TRADER | VISION LIMITED PARTNERSHIP | VISION FINANCIAL MARKETS LLC

CRD#: 142271 / SEC#: , 8-67447

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1010 Washington Blvd Suite 300, Stamford, CT 06901
Mailing Address
1010 Washington Blvd Suite 300, Stamford, CT 06901
Phone number
(203) 388-2700
Established
Delaware since 05/15/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROTHMAN, HOWARD MARTINPRESIDENT, CFO, CEO, FINOP, PRINCIPAL FINANCIAL OFFICER1098190
ROTHMAN, MICHAEL DAVIDGENERAL MANAGER6682487
FELAG, JOHN CHRISTOPHERCHIEF RISK OFFICER1874602
HERRITT, JOSHUA DAVIDVP ADMINISTRATION, MUNICIPAL BOND PRINCIPAL, AND ROSFP6205459
KARAFA, JOHN MICHAELCHIEF COMPLIANCE OFFICER, AMLCO, AND ROSFP2927594
MARTINEZ, ANAVICE PRESIDENT OPERATIONS, PRINCIPAL OPERATIONS OFFICER5288054

Disclosures

Regulatory Event32

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISION FINANCIAL MARKETS LLC

CRD#: 142271Stamford, CT 06901

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