AP
Anne B. Putnam
FENIMORE ASSET MANAGEMENT
COBLESKILL, NY 12043
Some features on this profile are disabled
CRD#: 4486527
AP
Professional summary
Anne B. Putnam is a registered financial advisor currently at FENIMORE ASSET MANAGEMENT, INC. located in Cobleskill, New York and FENIMORE SECURITIES, INC. located in Cobleskill, New York.
Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Anne has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REFORMED CHURCH OF AMERICA: NOT INVESTMENT RELATED; GOVERNANCE ASSISTANT FOR CHARITY; 60th ST., GRAND RAPIDS, MI; ATTEND QUARTERLY MEETINGS - VOTE AS NEEDED; APPROXIMATE NUMBER OF HOURS DEVOTED TO REFORMED CHURCH OF AMERICA DURING NON BUSINESS HOURS IS 1; APPROXIMATE NUMBER OF HOURS DEVOTED TO REFORMED CHURCH OF AMERICA DURING BUSINESS HOURS IS 1
CRS (Client Relationship Summary) - RIA
Click below to view Anne B. Putnam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2007 - Present
FENIMORE ASSET MANAGEMENT, INC.
Office #1: 384 North Grand Street, Cobleskill, NY 12043RIA
CRD#: 110946
COBLESKILL, NY
Current
December 15, 2010 - Present
FENIMORE SECURITIES, INC.
Office #1: 384 North Grand Street P. O. Box 399, Cobleskill, NY 12043Office #2: 384 North Grand Street-box 399, Cobleskill, NY 12043BD
CRD#: 104391
Cobleskill, NY
Past
March 15, 2005 - June 13, 2006
THE DANFORTH ASSOCIATES, INC
RIA
CRD#: 107781
WELLESLEY, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FENIMORE ASSET MANAGEMENT, INC.
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
RIA
Registered Investment Advisory firm - (12/22/1974 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2021)
RR
Alaska(10/2/2018)
RR
Arkansas(10/2/2018)
RR
California(2/7/2018)
RR
Colorado(2/7/2018)
RR
Connecticut(2/7/2018)
RR
Delaware(4/16/2025)
RR
Florida(2/7/2018)
RR
Georgia(2/7/2018)
RR
Hawaii(2/7/2018)
RR
Idaho(10/2/2018)
RR
Illinois(2/7/2018)
RR
Indiana(2/7/2018)
RR
Iowa(2/7/2018)
RR
Kansas(10/2/2018)
RR
Kentucky(5/12/2020)
RR
Louisiana(10/2/2018)
RR
Maine(5/12/2020)
RR
Maryland(2/7/2018)
IAR
Massachusetts(6/11/2007)
RR
Massachusetts(2/7/2018)
RR
Minnesota(5/12/2020)
RR
Mississippi(5/12/2020)
RR
Missouri(10/2/2018)
RR
Nebraska(2/7/2018)
RR
Nevada(10/2/2018)
RR
New Hampshire(2/7/2018)
RR
New Jersey(2/7/2018)
RR
New Mexico(5/12/2020)
RR
New York(9/22/2016)
IAR
New York(7/11/2021)
RR
North Carolina(5/12/2020)
RR
North Dakota(2/7/2018)
RR
Ohio(2/7/2018)
RR
Oklahoma(5/12/2020)
RR
Oregon(2/7/2018)
RR
Pennsylvania(2/7/2018)
RR
Rhode Island(2/7/2018)
RR
South Carolina(2/7/2018)
RR
Tennessee(2/7/2018)
RR
Texas(2/7/2018)
RR
Utah(2/7/2018)
RR
Vermont(2/7/2018)
RR
Virginia(2/7/2018)
RR
Washington(2/7/2018)
RR
West Virginia(1/26/2021)
RR
Wyoming(10/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FENIMORE ASSET MANAGEMENT, INC.
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
RIA
Registered Investment Advisory firm - (12/22/1974 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
384 North Grand Street, Cobleskill, NY 12043
Mailing Address
Phone number
(518) 234-4393
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,164 |
| AUM (Assets Under Management) | $ 5,425,014,709 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
