AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A FENIMORE SECURITIES, INC. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at FENIMORE SECURITIES, INC.

CRD#: 104391
BD

Looking for a Financial Advisor at FENIMORE SECURITIES, INC.?

We have compiled every financial advisor who works at FENIMORE SECURITIES, INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FENIMORE SECURITIES, INC. is located at 384 North Grand Street-box 399, Cobleskill, NY 12043 and was first established at Woodbridge, New York in 05/26/2000. After operating for 25 years, FENIMORE SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FENIMORE SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. FENIMORE SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FENIMORE SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FENIMORE SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FENIMORE SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for FENIMORE SECURITIES, INC. Comes From

Understanding the Statistics for FENIMORE SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
384 North Grand Street-box 399, Cobleskill, NY 12043
Mailing Address
384 North Grand Street - Box 399, Cobleskill, NY 12043
Firm Size
Small
Phone Number
(518) 234-7400
Established
New York since 05/26/2000
Firm Type
Corporation
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PUTNAM, THOMAS OLIVERCHAIRMAN2347052
BALBOA, MICHAEL FRANKSECRETARY / TREASURER / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER6635684
SNYDER, CHRISTIANPRESIDENT6955532
VOOS, VIRGINIA LAWRENCECHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER4576740

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at FENIMORE SECURITIES, INC.

ML

Matthew David Laverty

IAR
RR
CRD#: 6930492
Location:
Cobleskill, NY 12043
Company:
FENIMORE ASSET MANAGEMENT, INC.
Disclosures:
Experience:
7 years
View Profile
EL

Erin E Luciano

Erin E. Luciano, Erin E Richardson
IAR
RR
CRD#: 4262902
Location:
Cobleskill, NY 12043
Company:
FENIMORE ASSET MANAGEMENT, INC.
Disclosures:
Experience:
18 years
View Profile
AP

Anne B. Putnam

IAR
RR
CRD#: 4486527
Location:
Cobleskill, NY 12043
Company:
FENIMORE ASSET MANAGEMENT, INC.
Disclosures:
Experience:
20 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics