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KB

Kevin W. Blocker

LINKSIDE FINANCIAL LLC
CHARLOTTE, NC
Some features on this profile are disabled
CRD#: 4486392
KB

Professional summary

Kevin Wayne Blocker, who also goes by Kevin Blocker, is a registered financial advisor currently at LINKSIDE FINANCIAL LLC located in Charlotte, North Carolina.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kevin has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kevin Blocker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Blocker Capital Group; Non Investment-Related; Charlotte, NC; Passive Investment Vehicle; CEO & Owner; Start 01/2020; 10 hour per month w/ 0 during trading hours 2) DP CAP LMPP3 LLC; Investment-Related; Charlotte, NC; Passive Investment Vehicle; CEO & Owner; Start 04/2024; 5 hour per month w/ 0 during trading hours 3) DP Carolina Lakes LLC; Investment-Related; Charlotte, NC; Passive Investment Vehicle; CEO & Owner; Start 06/2024; 5 hour per month w/ 0 during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Wayne Blocker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2025 - Present

LINKSIDE FINANCIAL LLC

RIA
CRD#: 335537
CHARLOTTE, NC
Past

May 17, 2022 - July 18, 2023

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Charlotte, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/7/2025)
IAR
North Carolina
(5/27/2025)
IAR
South Carolina
(6/18/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/3/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/19/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/17/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/6/2022
Securities Industry Essentials Examination

Current Firm

LF
LINKSIDE FINANCIAL LLC
LINKSIDE FINANCIAL | LINKSIDE FINANCIAL LLC

CRD#: 335537 / SEC#:

Florida
Registered Investment Advisory firm - (10/7/2025 Approved)
North Carolina
Registered Investment Advisory firm - (5/27/2025 Approved)
South Carolina
Registered Investment Advisory firm - (6/18/2025 Approved)
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Contact information

Main Address
Charlotte, NC
Mailing Address
Phone number
(704) 560-3270
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINKSIDE FINANCIAL LLC

CRD#: 335537Charlotte, NC

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